Closing Breakfast Session: Update on the new Canadian Derivatives Dealer Business Conduct Rules

Mark Powell, Chair of the Canadian Derivatives Working Group will give an update regarding the draft derivatives dealer business conduct rules that the Canadian Securities Administrators published earlier this year.  He will give a summary of the key changes from the version that was published in 2018 as well as the responses that the Canadian Securities Administrators gave to the IECA's comment letter from 2018. 

1.5 hr CE

Objectives:  To understand the current proposals of the Canadian Securities Administrators in the regulation of derivatives dealers in Canada.