KYC Sanctions and Embargoes

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Location

300 Mountain Ave Banff, AB, Canada T1L 1J2
Banff AB
Canada

Date
June 6, 2022
Type
Presentation
Event Type
Canadian Conference
Presenters
Anthony Cole
Description

With an ever-changing geopolitical situation, sanctions and embargoes are occurring and evolving rapidly.  This highlights the importance of a robust KYC process to ensure an organization remains in compliance.  Anthony will provide an overview of how Canadian sanctions laws are applied and enforced at a practical level, including illustrating how gaps in KYC processes can trigger risks of violations.  Anthony will also provide examples of measures that can be incorporated as part of an organization’s compliance processes to mitigate the risk of sanctions violations. 

1.0 hr CE

Learning Objectives:  Reinforce our understanding of the KYC process and ensure that it remains current and prominent within our organizations.

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Volunteer Opportunity Spotlight

Social Media Task Force
This role is primarily focused on helping promote and grow our IECA social media platforms (LinkedIn, Facebook, etc.) and strategize new marketing for the IECA via social media. 

Why the IECA?

The IECA has been a key element to the success I have had in my career. The education groups and conferences help keep me informed of best practices and what my peers are doing to address many different aspects of energy risk. Also, the IECA has helped build my leadership skills through my involvement on the board of directors and executive committee. I most enjoy the social capital I've gained through the many opportunities the IECA offers to network at conferences and events. It is much easier to negotiate when you personally know the person on the other side of the table.

Jamie Swartz

TC Energy Corporation

Manager, U.S. and Mexico Counterparty Risk